Qualifications
Bruce’s Qualifications
Bruce’s experience coupled with his genuine compassion for others provide him a unique set of qualifications for working in the financial planning sector.
Bruce refers to himself as a financial advocate and has a long list of experiences and expertise to back that up.
Bruce is an independent Investment Advisor Representative (“IAR”) and as such, is required to act as a fiduciary in managing his client’s assets. As an IAR he is required to act in his client’s best interests. Not all financial professionals are required to adhere to this fiduciary standard, but Bruce as an IAR to Bruce G. Allen Investments LLC, will always adhere to this fiduciary standard.
Bruce came to Colorado in the 1980s and graduated from Colorado College in 1985 with a bachelor’s degree in history. He first thought he wanted to use his passion for advocacy as a prosecutor but shifted gears and set out to help people comprehend and benefit from the world of finance. In 2002, he earned his Certified Investment Management Analyst℠ (CIMA®) designation which recognizes high standards and expertise in financial consulting. The CIMA® designation represents the highest level of credibility, integrity, and—most importantly—knowledge.
In September 2004, Bruce founded Bruce G. Allen Investments, LLC, after working with RBC Dain Rauscher in Boulder.
Bruce is humbled to have served hundreds of clients who needed help defining a clear financial strategy that would meet the goals they set for themselves and their families.
Bruce also works with foundations and endowments to help them manage their assets. And in recent years, Bruce has provided his expertise to women-owned business leaders, clients who want to learn about socially responsible investing and those who are preparing to claim their Social Security benefits in order to maximize their retirement income.
Bruce shares his keen insight into the financial markets and trends with the larger Colorado Community as well. He is frequently heard on 850 KOA Radio and appears on local televisions stations, including 9News/KUSA-TV for his featured “Money Monday” segments (add link to that page). Bruce also offers his expertise on national media outlets, including Bloomberg News and Bloomberg Radio.
“I look forward to every single day, offering avenues and strategies that match with my clients’ visions for their financial future,” Bruce says. “I am also grateful for the opportunities to break down a financial story on a media platform so that it resonates with more people. I speak to people like we were having a cup of coffee together and don’t overcomplicate how market swings and trends may or may not affect them.”
Bruce also works with foundations and endowments to help them manage their assets. And in recent years, Bruce has provided his expertise to women-owned business leaders, clients who want to learn about socially responsible investing and those who are preparing to claim their Social Security benefits in order to maximize their retirement income.
Bruce shares his keen insight into the financial markets and trends with the larger Colorado Community as well. He is frequently heard on 850 KOA Radio and appears on local televisions stations, including 9News/KUSA-TV for his featured “Money Monday” segments (add link to that page). Bruce also offers his expertise on national media outlets, including Bloomberg News and Bloomberg Radio.
“I look forward to every single day, offering avenues and strategies that match with my clients’ visions for their financial future,” Bruce says. “I am also grateful for the opportunities to break down a financial story on a media platform so that it resonates with more people. I speak to people like we were having a cup of coffee together and don’t overcomplicate how market swings and trends may or may not affect them.”
Bruce invites his prospective clients to his office for an initial, complimentary consultation.
Our Values
Bruce Live On On-Demand Videos 9news.Com | March 23, 2023
Securities are offered through M.S. Howells & Co. a registered broker/dealer and Member FINRA/SIPC. Investment …
Bruce Live On On-Demand Videos 9news.Com | March 16, 2023
Bruce briefly reviews the Silicon Valley Bank seizure by the FDIC, and the somewhat unique …
Bruce Live On On-Demand Videos 9news.Com | March 13, 2023
Bruce discusses the Silicon Valley Bank closure on Friday March 10th and some of its …
Bruce Live On On-Demand Videos 9news.Com | March 2, 2023
Bruce discusses the choppy market performance in February and some of the effects of increased …
Bruce Live On On-Demand Videos 9news.Com | February 23, 2023
Bruce discusses the Federal Reserve minutes released yesterday of the meeting held earlier this month …
Bruce Live On On-Demand Videos 9news.Com | February 16, 2023
Bruce briefly discusses the markets reaction to the release of the January CPI (Consumer Price …
Bruce is registered as a General Securities Principal and a Registered Representative with M.S. Howells & Co., member FINRA, SIPC. Advisory services offered through Bruce G. Allen Investments, LLC, a Registered Investment Advisor. Bruce is an Investment Advisor Representative with Bruce G. Allen Investments, LLC. M.S. Howells & Co. and Bruce G. Allen Investments, LLC, are not affiliated.
Investment Management Consultants Association is the owner of the certification mark ”CIMA®,” the service marks “Certified Investment Management Analyst℠,” “Investment Management Consultants Association℠,” and “IMCA℠.” Use of CIMA® or Certified Investment Management Analyst℠ signifies that the user has successfully completed IMCA’s initial and ongoing credentialing requirements for investment management consultants.
The Certified Investment Management Analyst® (CIMA®) certification signifies that an individual has met initial and ongoing experience, ethical, education, and examination requirements for investment management consulting, including advanced investment management theory and application. To earn CIMA® certification, candidates must: submit an application, pass a background check and have an acceptable regulatory history; pass an online Qualification Examination; complete an in-person or online executive education program at an AACSB accredited university business school; pass an online Certification Examination; and have an acceptable regulatory history as evidenced by FINRA Form U-4 or other regulatory requirements and have three years of financial services experience at the time of certification. CIMA® certificants must adhere to the Investments & Wealth Institute’s Code of Professional Responsibility, Standards of Practice, and Rules and Guidelines for Use of the Marks. CIMA® designees must report 40 hours of continuing education credits, including two ethics hours, every two years to maintain the certification. The designation is administered through Investments & Wealth Institute.
The Certified Private Wealth Advisor® (CPWA®) designation signifies that an individual has met initial and ongoing experience, ethical, education, and examination requirements for the professional designation, which is centered on private wealth management topics and strategies for high-net-worth clients. Prerequisites for the CPWA® designation are a Bachelor’s degree from an accredited college or university or one of the following designations or licenses: CIMA®, CIMC®, CFA®, CFP®, ChFC®, or CPA license; have an acceptable regulatory history as evidenced by FINRA Form U-4 or other regulatory requirements and five years of experience in financial services or delivering services to high-net-worth clients. CPWA® designees have completed a rigorous educational process that includes self-study requirements, an in-class education component, and successful completion of a comprehensive examination. CPWA® designees are required to adhere to IMCA’s Code of Professional Responsibility and Rules and Guidelines for Use of the Marks. CPWA® designees must report 40 hours of continuing education credits, including two ethics hours, every two years to maintain the certification. The designation is administered through Investments & Wealth Institute.Socially Responsible Investing
“I am grateful to help my clients connect with like-minded companies and unleash the power of capital for good.”
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Securities are offered through M.S. Howells & Co. a registered broker/dealer and Member FINRA/SIPC. Investment advisory services are offered through Bruce G Allen Investments LLC. These entities are not affiliated and neither provide legal or tax advice. Investing involves risk, including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. Opinions expressed are subject to change without notice and are not intended as investment advice or to predict future performance. Information is based on data gathered from what we believe are reliable sources. This material contains an assessment of the market and economic environment at a specific point in time and is not intended to be a forecast or guarantee of future results. Forward-looking statements are subject to certain risks and uncertainties. Actual results, performance, or achievements may differ materially from those expressed or implied.
Bruce is ready to listen & work with you to plan your next steps towards financial success.
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Contact Us
370 17th Street Suite 3580
Denver, CO 80202
Bruce G. Allen Investments is located in Denver’s Republic Plaza building at 370 17th Street. We are located in Suite 3580.
There is metered street parking and public parking areas & garages surrounding Republic Plaza.
Once you are inside the main lobby of our building, select an elevator that will take you to the 35th floor. We are located in Suite 3580.